02-032-541 Me. Code R. § 1

Current through 2024-51, December 18, 2024

Section 032-541-1 - Initial License or Notice Fees

Initial licensing or notice fees are hereby set by the Securities Administrator as follows:

1. Broker-dealer, $250;

2. Agent, $50;

3. Investment adviser, $200;

4. Federal covered investment adviser, $200;

5. Investment adviser representative, $50; and

6. Each branch office in this State, as defined in 32 M.R.S.A. §16410(1)(F), $50.

02-032 C.M.R. ch. 541, § 1