La. Admin. Code tit. 37 § XIII-7549

Current through Register Vol. 50, No. 9, September 20, 2024

Section XIII-7549 - Exemption of Certain Securities from Section 1527 of the Act

A. Any security shall be exempt from the operation of Section 1527 of the Act to the extent necessary to render lawful under such Section the execution by a broker of an order for an account in which he has no direct or indirect interest.

La. Admin. Code tit. 37, § XIII-7549

Promulgated by the Department of Insurance, Commissioner of Insurance, July 1, 1966, amended April 1, 1967.

AUTHORITY NOTE: Promulgated in accordance with R.S. 22:2.