Iowa Admin. Code r. 193G-6.3

Current through Register Vol. 47, No. 6, September 18, 2024

Rule 193G-6.3 - Sources of information

Without limitation, the following nonexclusive list of information sources may form the basis for the initiation of a disciplinary investigation or proceeding:

1. General or random review of publicly available work product.

2. News articles or other media sources.

3. Reports filed with the board by the commissioner of insurance pursuant to Iowa Code section 272C.4(10).

4. Complaints filed with the board by any member of the public.

5. Registration applications or other documents submitted to the board.

6. Reports to the board from any regulatory or law enforcement agency from any jurisdiction.

7. Board audits of registrant compliance with conditions for registration, such as continuing education.

Iowa Admin. Code r. 193G-6.3

Amended by IAB April 12, 2017/Volume XXXIX, Number 21, effective 5/17/2017