Iowa Admin. Code r. 191-50.81

Current through Register Vol. 47, No. 10, November 13, 2024
Rule 191-50.81 - Notice filings for Rule 506 offerings

An issuer offering a security that is a covered security pursuant to Section 18(b)(4)(F) of the Securities Act of 1933 shall submit no later than 15 days after the first sale of such federal covered security in Iowa an electronic filing and fees through www.efdnasaa.org, under "filers and issuers."

This rule is intended to implement Iowa Code section 502.302(3).

Iowa Admin. Code r. 191-50.81

Adopted by IAB September 30, 2015/Volume XXXVIII, Number 07, effective 11/4/2015
Amended by IAB December 21, 2016/Volume XXXIX, Number 13, effective 1/25/2017
Amended by IAB April 11, 2018/Volume XL, Number 21, effective 5/16/2018