Iowa Admin. Code r. 191-50.67

Current through Regsiter Vol. 46, No. 26, June 12, 2024

Rule 191-50.67 - Amendments to registration by qualification

A registration statement registered by qualification pursuant to Iowa Code section 502304. is presumed to be reasonably current for purposes of Iowa Code section 502305(9). if:

1. The issuer notifies the administrator in writing of any change in a material fact contained in the registration statement no later than 7 days after the issuer learns of the change; and

2. The issuer notifies the administrator in writing of the results of an annual audit or semiannual report no later than 14 days after receiving such audit results or semiannual report unless the results constitute a change in material fact subject to the provisions of paragraph "I."

This rule is intended to implement Iowa Code section 502.305(9).

Iowa Admin. Code r. 191-50.67