760 Ind. Admin. Code 1-12-9

Current through November 6, 2024

Section 760 IAC 1-12-9 - Change in beneficial ownership

Authority: IC 27-1-3-7

Affected: IC 27-2-10-1

Sec. 9.

Certain Transactions Subject to Section 1 [IC 27-2-10-1 ]of the Act. The acquisition or disposition of any transferable option, put, call, spread or straddle shall be deemed such a change in the beneficial ownership of the security to which such privilege relates as to require the filing of a statement reflecting the acquisition or disposition of such privilege. Nothing in this section, however, shall exempt any person from filing the statements required upon the exercise of such option, put, call, spread or straddle.

760 IAC 1-12-9

Department of Insurance; Reg 12,III,Sec 1-6; filed Jun 7, 1966, 9:00 am: Rules and Regs. 1967, p. 103; filed Jan 6, 1970, 8:40 am: Rules and Regs. 1971, p. 170; readopted filed Sep 14, 2001, 12:22 p.m.: 25 IR 531; readopted filed Nov 27, 2007, 4:01 p.m.: 20071226-IR-760070717RFA; readopted filed November 26, 2013, 3:43 p.m.: 20131225-IR-760130479RFA

Readopted filed 11/19/2019, 9:18 a.m.: 20191218-IR-760190497RFA

Renumbered Reg 12, II, Sec 1-6 by 1971 amendment.