Statutes, codes, and regulations
Indiana Administrative Code
Title 760 - DEPARTMENT OF INSURANCEArticle 1 - GENERAL PROVISIONS
Rule 760 IAC 1-12 - Domestic Stock Insurance Companies-Insider Trading of Equity Securities
Section 760 IAC 1-12-21 - Exemption from IC 27-2-10-3 of transactions by disinterested broker

760 Ind. Admin. Code 1-12-21

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Current through December 12, 2024
Section 760 IAC 1-12-21 - Exemption from IC 27-2-10-3 of transactions by disinterested broker

Authority: IC 27-1-3-7

Affected: IC 27-2-10-3

Sec. 21.

Regulations under Section 3 [IC 27-2-10-3 ] of the Act. Exemption of Certain Securities from Section 3 [IC 27-2-10-3 ]of the Act. Any security shall be exempt from the operation of Section 3 [IC 27-2-10-3 ]of the Act to the extent necessary to render lawful under such Section the execution by a broker of an order for an account in which he has no direct or indirect interest.

760 IAC 1-12-21

Department of Insurance; Reg 12,IV, Sec 3-1; filed Jun 7, 1966, 9:00 am: Rules and Regs. 1967, p. 112; filed Jan 6, 1970, 8:40 am: Rules and Regs. 1971, p. 180; readopted filed Sep 14, 2001, 12:22 p.m.: 25 IR 531; readopted filed Nov 27, 2007, 4:01 p.m.: 20071226-IR-760070717RFA; readopted filed November 26, 2013, 3:43 p.m.: 20131225-IR-760130479RFA
Readopted filed 11/19/2019, 9:18 a.m.: 20191218-IR-760190497RFA