710 Ind. Admin. Code 1-22-8

Current through January 8, 2025

Section 710 IAC 1-22-8 - Material facts

Authority: IC 23-2-1-15

Affected: IC 23-2.5

Sec. 8.

As used in IC 23-2-5 [IC 23-2-5 was repealed by P.L.175-2019, SECTION 1, effective July 1, 2019. See IC 23-2.5.]. "material fact" indudes, but is not limited to, the following:

(1) The address of the following:

(A) A principal place of business.

(B) Any branch office.

(2) The type of business entity the loan broker is registered with the securities division.

(3) Criminal convictions of the licensee's ultimate equitable owners, directors, managers, officers, or originators.

(4) Information pertaining to education courses to fulfill the necessary academic instruction requirement of IC 23-2-5-21[IC 23-2-5 was repealed by P.L.175-2019, SECTION 1, effective July 1, 2019. See IC 23-2.5.].

710 IAC 1-22-8

Securities Division; 710 IAC 1-22-8; filed Jan 19, 2006, 12:19 p.m.: 29 IR 1926; readopted filed Nov 26, 2012, 1:59 p.m.: 20121226-IR-710120573RFA

Readopted filed 11/19/2018, 12:53 p.m.: 20181219-IR-710180415RFA

Readopted filed 11/26/2024, 2:55 p.m.: 20241225-IR-710230842RFA