Section 68 IAC 4-1-3 - Public offeringsAuthority: IC 4-33-4; IC 4-35-4
Affected: IC 4-33; IC 4-35
Sec. 3.
A casino licensee, casino license applicant, supplier licensee, affiliate, or controlling person thereof commencing a public offering must notify the commission, with regard to a public offering to be registered with the Securities and Exchange Commission, no later than ten (10) business days after the initial filing of a registration statement with the Securities and Exchange Commission, or, with regard to any other type of public offering, no later than ten (10) business days prior to the public use or distribution of an offering document, if the casino licensee, supplier licensee, affiliate, or controlling person thereof intending to issue the voting securities:
(1) is not a publicly traded corporation; or(2) is a publicly traded corporation and if the proceeds of the offering, in whole or in part, are intended to be used to:(A) pay for the construction of a gambling operation to be owned or operated by the licensee in Indiana;(B) acquire a direct or indirect interest in a gambling operation located in Indiana or a supplier licensee;(C) finance the operation of a gambling operation in Indiana by the licensee; or(D) retire or extend obligations incurred for one (1) or more purposes set forth in clause (A), (B), or (C).Indiana Gaming Commission; 68 IAC 4-1-3; filed Dec 11, 1995, 4:30 p.m.: 19 IR 1027; readopted filed Dec 1, 2003, 9:45 a.m.: 27 IR 1296; readopted filed Sep 22, 2009, 4:00 p.m.: 20091021-IR-068090475RFA; filed Dec 6, 2012, 2:32 p.m.: 20130102-IR-068110786FRAReadopted filed 9/19/2018, 4:09 p.m.: 20181017-IR-068180283RFA