11 Ind. Admin. Code 3-7-3

Current through October 31, 2024

Section 11 IAC 3-7-3 - Fines

Authority: IC 4-6-9-8; IC 23-7-8-8

Affected: IC 23-7-8-2

Sec. 3.

(a) For each financial report, a professional solicitor who fails to file a financial report within the time period prescribed by section 2 of this rule may be assessed a fine of up to one hundred dollars ($100) for each month or part of a month starting from the ninety-first day after one (1) of the following occurs:

(1) The ending of a solicitation campaign.

(2) The anniversary of the commencement of a solicitation campaign lasting more than one (1) year.

(b) If a professional solicitor was previously fined by the division under subsection (a), the division may assess a fine of up to two hundred dollars ($200) for each subsequent violation of subsection (a).

11 IAC 3-7-3

Consumer Protection Division of the Office of the Attorney General; 11 IAC 3-7-3; filed Nov 7, 2003, 12:00 p.m.: 27 IR 829; readopted filed Sep 9, 2009, 10:16 a.m.: 20091007-IR-011090503RFA

Readopted filed 11/23/2015, 10:20 a.m.: 20151223-IR-011150345RFA

Readopted filed 11/29/2021, 2:07 p.m.: 20211229-IR-011210430RFA