Ill. Admin. Code tit. 77, 965, Subpart B app A

Current through Register Vol. 48, No. 18, May 3, 2024
Appendix A - Health Care Professional Credentialing and Business Data Gathering Form

STATE OF ILLINOIS

Health Care Professional Credentialing and Business Data Gathering Form

The Health Care Professional Credentials Data Collection Act [410 ILCS 517 ] requires that this form be collected from health care professionals by hospitals, health care entities, and health care plans that desire to credential such professional. Each hospital, health care entity, and health care plan may also require completion of supplemental forms.

INSTRUCTIONS

This form is for initial credentialing only. Other forms are required for recredentialing and for updating information. YOU ONLY HAVE TO FILL OUT AND SUBMIT WHAT IS REQUIRESTED BY THE CREDENTIALING ENTITY. PLEASE REFER TO THE INSTRUCTIONS PROVIDED TO YOU BY THE ORGANIZATION YOU ARE APPLYING TO FOR THEIR REQUIREMENTS.

This form has been segmented into 2 different Chapters, each containing various sections:

Chapter A: General and Practice Information

Chapter B: Business Information

As previously noted, please consult the specific credentialing entity instructions for their individual Chapter or section requirements for submission.

GENERAL INSTRUCTIONS: Wherever this application requests information but does not provide sufficient space to provide a complete response (for example, you have more licenses, specialties, work history, etc.) provide attachments that contain all of the information requested in the relevant section OR duplicate the relevant section as many times as necessary and attach it to the back of this application.

The data marked as "Confidential Information" shall be maintained in confidence to the extent required by law. They may be used by the health care plan, entity or hospital and by their agents for credentialing and internal business purposes. Other data contained in this form may be released.

ATTACHMENTS

Attach Forms A-F as needed to support "yes" responses in the Professional History section and copies of the following:

Curriculum Vitae

CONFIDENTIAL INFORMATION:

All Current Professional Licenses

Current Federal DEA License, If Applicable

Current State Controlled Substances Licenses, If Applicable

Current Professional Liability Insurance Face Sheet or Declaration of Insurance with Effective Date, Expiration Date and Amount Displayed Per Occurrence and In Aggregate

Current CLIA Certificate, If Applicable

Current W-9s, If Applicable

ECFMG Certificate, If Applicable

Professional School Diploma, Residency Certificates, Fellowship Certificates, and Board Certifications, As Applicable

AFFIRMATION OF INFORMATION

I represent and warrant that all of the information provided and the responses given are correct and complete to the best of my knowledge and belief. I understand that falsification or omission of information may be grounds for rejection or termination, in addition to any penalties provided by law. I further agree to promptly inform all entities to which this form was sent and not rejected of any change required to be updated by the Health Care Professional Credentialing and Business Data Gathering Update Form.

I understand that this application does not entitle me to participation in any hospital, health care entity, or health plan.

_________________________________________________________

Applicant's SignatureType or Print NameDate

**PLEASE BE ADVISED THAT EACH HOSPITAL, HEALTH CARE ENTITY, AND HEALTH CARE PLAN MAY ALSO REQUIRE COMPLETION OF AN ATTESTATION AND RELEASE OF INFORMATION.

Chapter A

PRACTICE AND PROFESSIONAL INFORMATION

SECTION A. GENERAL INFORMATION

Click here to view image

SECTION B. PROFESSIONAL INFORMATION

Illinois Professional License Number:License Unlimited?YesNo

If "no", please explain limitation ______________________________________________

Current and Previous Professional Licenses in Other States

Click here to view image

______________________________________________________________________

Check here if you have appended additional information for this section.

Click here to view image

Check here if you have appended additional information for this section.

Current and Previous State Controlled Substance Numbers:

CONFIDENTIAL INFORMATION

Click here to view image

Please identify all limitations related to the above Controlled Substances Numbers and explain limitations

____________________________________________________________________

____________________________________________________________________

Medicare Unique Provider ID# (UPIN): __________________________

National Provider Identification Number (NPI): ___________________

Medicaid ID#: ______________________________________________

X-Ray Certification: _________________________________________

Click here to view image

Check here if you have appended additional information for this section.

Specialty I: ___________________________________________________

Click here to view image

Specialty/Subspecialty II: _______________________________________

Click here to view image

Specialty/Subspecialty III: ______________________________________

Click here to view image

Specialty/Subspecialty IV: ______________________________________

Click here to view image

Check here if you have appended additional information for this section.

Chapter A

SECTION C. PROFESSIONAL LIABILITY INSURANCE

Please provide information on all professional liability insurance carriers from whom you have received coverage in the past 10 years.

CURRENT PROFESSIONAL LIABILITY INSURANCE

CONFIDENTIAL INFORMATION:

Click here to view image

PREVIOUS PROFESSIONAL LIABILITY INSURANCE

CONFIDENTIAL INFORMATION:

Click here to view image

PREVIOUS PROFESSIONAL LIABILITY INSURANCE

CONFIDENTIAL INFORMATION:

Click here to view image

PREVIOUS PROFESSIONAL LIABILITY INSURANCE

CONFIDENTIAL INFORMATION:

Click here to view image

Check here if you have appended additional information for this section.

Chapter A

SECTION D. EDUCATION AND TRAINING

If there are any gaps in your training (greater than 30 days), or if you have not completed any portion of your training, please explain on a separate sheet of paper and attach to this application.

MEDICAL/PROFESSIONAL SCHOOL

Click here to view image

If you attended more than one medical/professional school, please check here and attach an explanation that duplicates the information requested above:

INTERNSHIP

Click here to view image

FIRST RESIDENCY

Click here to view image

SECOND RESIDENCY

Click here to view image

FIRST FELLOWSHIP

Click here to view image

SECOND FELLOWSHIP

Click here to view image

If more than two fellowships, please check here and attach additional information that duplicates the information requested above:

TEACHING EXPERIENCE/FACULTY APPOINTMENT (MOST RECENT)

Click here to view image

TEACHING EXPERIENCE/FACULTY APPOINTMENT (PREVIOUS)

Click here to view image

If more than two teaching experiences/faculty appointments, check here and attach additional information that duplicates the information above:

-

MEMBERSHIP STATUS - USE FOR SECTIONS E, F AND G

Please use the following key to indicate membership status in sections E (Hospital Membership - Current and Pending), F (Hospital Membership - Previous), and G (Ambulatory Surgical Treatment Center Practice) below.

A.

Active

F.

Active Provisional Staff

K.

Pending

B.

Courtesy

G.

Senior Staff

L.

Other (Specify)

C.

Consulting

H.

Associate

D.

Adjunct

I.

Provisional

E.

Suspended/

J.

Affiliate

Terminated/

Resigned

Chapter A

SECTION E. HOSPITAL MEMBERSHIP - CURRENT AND PENDING

Please list all hospitals at which you are a member of the Medical Staff and have clinical privileges or have applications for privileges pending. (Include additional sheets if more than three hospitals.)

Click here to view image

Check here if you have appended additional information for this section

Chapter A

SECTION F. HOSPITAL MEMBERSHIP - PREVIOUS

Please list all hospitals where you previously held privileges other than during your Internship/Residency/Fellowship. Use the membership status key listed prior to Section E. (Include additional sheets if more than three hospitals.)

Click here to view image

Check here if you have appended additional information for this section

Chapter A

SECTION G. AMBULATORY SURGICAL TREATMENT CENTER PRACTICE

Please list all ambulatory surgical treatment centers where you currently have clinical privileges. Use the Membership Status key listed prior to Section E. (Include additional sheets if more than three ASTCs.)

Click here to view image

Check here if you have appended additional information for this section.

Chapter A

SECTION H. WORK HISTORY

List chronologically (most recent first) all work engagements (including employment, self-employment, service as an independent contractor, and military service) in the past 4 years. Do not duplicate internship, residency, and fellowship information previously reported. If there is any gap of greater than 30 days in chronology, explain it on a separate page.

Click here to view image

Check here if you have appended additional information for this section.

Chapter A

SECTION I. PROFESSIONAL REFERENCES

Please list the names of three individuals who have personal knowledge (within the past 12 months) of your current clinical abilities, ethical character and interpersonal skills and who would be willing to provide this information upon request. Do not list partners or department chairpersons. Do not list relatives or people listed elsewhere in this credentialing form.

CONFIDENTIAL INFORMATION

Click here to view image

Chapter A

SECTION J. PROFESSIONAL HISTORY: CONFIDENTIAL

Submit with all applications. Please answer the following questions to the best of your knowledge with a "yes" or "no". If you answer "yes" to any questions, please complete FORM A. Please make copies of FORM A as needed and complete one form for each "yes" answer.

Adverse or Other Actions

1.

Has your license to practice in any jurisdiction ever been denied, restricted, limited, suspended, revoked, canceled and/or subject to probation, either voluntarily or involuntarily, or has your application for a license ever been withdrawn?

Yes

No

2.

Have you ever been reprimanded and/or fined, been the subject of a complaint, and/or been notified in writing that you have been investigated as the possible subject of a criminal, civil or disciplinary action by any state or federal agency that licenses providers?

Yes

No

3.

Have you lost any board certifications, and/or failed to recertify?

Yes

No

4.

Have you been examined by a Certifying Board but failed to pass?

Yes

No

5.

Has any information pertaining to you, including malpractice judgements and/or disciplinary action, ever been reported to the National Practitioner Data Bank (NPDB) and/or any other practitioner data bank?

Yes

No

6.

Has your federal DEA number and/or state controlled substances license been restricted, limited, relinquished, suspended or revoked, either voluntarily or involuntarily, and/or have you ever been notified in writing that you are being investigated as the possible subject of a criminal or disciplinary action with respect to your DEA or controlled substance registration?

Yes

No

7.

Have you or any of your hospital or ambulatory surgical treatment center (ASTC) privileges and/or membership been denied, revoked, suspended, reduced, placed on probation, proctored, placed under mandatory consultation or non-renewed?

Yes

No

8.

Have you voluntarily or involuntarily relinquished or failed to seek renewal of your hospital or ASTC privileges for any reason?

Yes

No

9.

Have any disciplinary actions or proceedings been instituted against you and/or are any disciplinary actions or proceedings now pending with respect to your hospital or ASTC privileges and/or your license?

Yes

No

10.

Have you ever been reprimanded, censured, excluded, suspended and/or disqualified from participating in Medicare, Medicaid, CHAMPUS and/or any other governmental health-related programs, or voluntarily withdrawn to avoid an investigation relating to those programs?

Yes

No

11.

Have Medicare, Medicaid, CHAMPUS or PRO authorities, and/or any other third party payors, brought charges against you for alleged inappropriate fees and/or quality-of-care issues?

Yes

No

12.

Have you been denied membership and/or been subject to probation, reprimand, sanction or disciplinary action, or have you ever been notified in writing that you are being investigated as the possible subject of a criminal or disciplinary action by any health care organization, e.g., hospital, HMO, PPO, IPA, professional group or society, licensing board, certification board, PSRO, or PRO?

Yes

No

13.

Have you withdrawn an application or any portion of an application for appointment or reappointment for clinical privileges or staff appointment or for a license or membership in an IPA, PHO, professional group or society, health care entity or health care plan prior to a final decision to avoid a professional review or an adverse decision?

Yes

No

PROFESSIONAL LIABILITY ACTIONS

If you answer "yes" to any questions in this section, please complete FORM B. Please make copies of FORM B, if needed, and complete one for each "yes" answer.

1.

Have any professional liability judgements ever been entered against you?

Yes

No

2.

Have any professional liability claim settlements ever been paid by you and/or paid on your behalf?

Yes

No

3.

Are there any currently pending professional liability suits, actions and/or claims filed against you?

Yes

No

4.

Has any person or entity ever been sued for your clinical actions?

Yes

No

LIABILITY INSURANCE

If you answer "yes" to this question, please complete FORM C.

Have you ever been denied or voluntarily relinquished your professional liability insurance coverage, and/or have had your professional liability insurance coverage canceled or non-renewed or limits reduced?

Yes

No

CRIMINAL ACTIONS

If you answer "yes" to any questions in this section, please complete FORM D. Please make copies of FORM D, if needed, and complete one for each "yes" answer

1.

Have you been charged with or convicted of a crime (other than a minor traffic offense) in this or any other state or country and/or do you have any criminal charges pending other than minor traffic offenses in this State or any other state or country?

Yes

No

2.

Have you been the subject of a civil or criminal complaint or administrative action or been notified in writing that you are being investigated as the possible subject at a civil, criminal or administrative action regarding sexual misconduct, child abuse, domestic violence or elder abuse?

Yes

No

MEDICAL CONDITION

If you answer "yes" to this question, please complete FORM E.

Do you have a medical condition, physical defect or emotional impairment that in any way impairs and/or limits your ability to practice medicine with reasonable skill and safety?

Yes

No

CHEMICAL SUBSTANCES OR ALCOHOL ABUSE

If you answer "yes" to any questions in this section, please complete FORM F. Please make copies of FORM F, if needed, and complete one for each "yes" answer.

1.

Are you currently engaged in illegal use of any legal or illegal substances?

Yes

No

2.

Do you currently overuse and/or abuse alcohol or any other controlled substances?

Yes

No

3.

If you use alcohol and/or chemical substances, does your use in any way impair and/or limit your ability to practice medicine with reasonable skill and safety?

Yes

No

4.

Are you currently participating in a supervised rehabilitation program and/or professional assistance program that monitors you for alcohol and/or substance abuse?

Yes

No

INVESTMENTS

In the last 5 years have you and/or a member of your family purchased or made an investment in (other than securities of a publicly traded company), or otherwise have a business interest in any clinical laboratory, diagnostic or testing center, hospital, surgicenter, and/or other business dealing with the provision of ancillary health services, equipment or supplies?

Yes

No

If "yes", please provide explanation: ___________________________________________

______________________________________________________________________

______________________________________________________________________

______________________________________________________________________

Chapter B

SECTION K. PRIMARY SITE INFORMATION

Please provide the following information for the primary site at which you practice.

Click here to view image

Indicate your office schedule at this location in the following table. Write your specific hours in the appropriate spaces for each day.

-

Monday

Tuesday

Wednesday

Thursday

Friday

Saturday

Sunday

Hours:

Please indicate standard patient waiting times to schedule an appointment at this site for:

New Patient

Existing Patient

Emergency Care

______

______

Urgent Care

______

______

Symptomatic Care (e.g., sore throat)

______

______

Routine Visits (e.g., blood pressure check)

______

______

Preventative Routine Care (e.g., school or annual physical)

______

______

Please provide the following regarding your practice at this site:

Maximum Number of Appointments per Hour

Average Waiting Time in Office (from scheduled appointment time to actual examination)

________

Average Response Time for Returning Patient Calls:

Acute or Urgent Situation:

________

Emergency Situation:

________

Routine Call:

________

Please check all procedures you perform at this site:

Age-appropriate immunizations

EKG

Drawing blood

Tympanometry/audiometry screening

X-rays

Minor surgery

Pulmonary function studies

Flexible sigmoidoscopy

Laceration repair

Office gynecology (routine pelvic/PAP)

Asthma treatment

Allergy skin testing

Osteopathic/chiropractic manipulation

IV hydration/ treatment

Physical therapy

List any special skills or qualifications you or your office staff have that enhance your ability to practice medicine or treat certain patients or classes of patients. List separately any special language skills, such as fluency in a foreign language or proficiency in sign language.

Special Skills of Practitioner: ______________________________________________

Special Skills of Staff: ___________________________________________________

Languages Spoken by Practitioner: _________________________________________

Languages Written by Practioner: __________________________________________

Languages Spoken by Staff: ______________________________________________

Languages Written by Staff: ______________________________________________

Click here to view image

Please provide the following information about physicians/practitioners who provide coverage for patients enrolled at this site when you are not available.

Click here to view image

Chapter B

SECTION L. PRIMARY SITE TAX INFORMATION

Please provide the following information for your Primary Site. Include tax information for each business arrangement you use at this site. (Please include additional sheets if more than four applicable business arrangements.)

Business Arrangement #1

Name of Business Arrangement on SS4 or W-9 Form: ____________________________

Type of Arrangement (e.g., solo or group practice, IPA, PHO): _______________________

CONFIDENTIAL INFORMATION: Tax ID for this Arrangement: ___________

Billing Address, if Different from Primary Site: ___________________________________

Telephone Number, if Different from Primary Site: __( )_____________________________

Business Arrangement #2

Name of Business Arrangement on SS4 or W-9 Form: ____________________________

Type of Arrangement (e.g., solo or group practice, IPA, PHO): _______________________

CONFIDENTIAL INFORMATION: Tax ID for this Arrangement: _______________________

Billing Address, if Different from Primary Site: ___________________________________

Telephone Number, if Different from Primary Site: _( )______________________________

Business Arrangement #3

Name of Business Arrangement on SS4 or W-9 Form: ____________________________

Type of Arrangement (e.g., solo or group practice, IPA, PHO): _______________________

CONFIDENTIAL INFORMATION: Tax ID for this Arrangement: _______________________

Billing Address, if Different from Primary Site: ___________________________________

Telephone Number, if Different from Primary Site: _( )______________________________

Business Arrangement #4

Name of Business Arrangement on SS4 or W-9 Form: ____________________________

Type of Arrangement (e.g., solo or group practice, IPA, PHO): _______________________

CONFIDENTIAL INFORMATION: Tax ID for this Arrangement: _______________________

Billing Address, if Different from Primary Site: ___________________________________

Telephone Number, if Different from Primary Site: _( )______________________________

Chapter B

SECTION M. ADDITIONAL SITE INFORMATION

Please provide the following information for each additional site at which you practice. If there is more than one additional site, copy and complete this section for each additional site.

Click here to view image

Indicate your office schedule at this location in the following table. Write your specific hours in the appropriate spaces for each day.

-

Monday

Tuesday

Wednesday

Thursday

Friday

Saturday

Sunday

Hours:

Please indicate standard patient waiting times to schedule an appointment at this site for:

New Patient

Existing Patient

Emergency Care

______

______

Urgent Care

______

______

Symptomatic Care (e.g., sore throat)

______

______

Routine Visits (e.g., blood pressure check)

______

______

Preventative Routine Care (e.g., school or annual physical)

______

______

Please provide the following regarding your practice at this site:

Maximum Number of Appointments per Hour

Average Waiting Time in Office (from scheduled appointment time to actual examination)

________

Average Response Time for Returning Patient Calls:

Acute or Urgent Situation:

________

Emergency Situation:

________

Routine Call:

________

Please check all procedures you perform at this site:

Age-appropriate immunizations

EKG

Drawing blood

Tympanometry/audiometry screening

X-rays

Minor surgery

Pulmonary function studies

Flexible sigmoidoscopy

Laceration repair

Office gynecology (routine pelvic/PAP)

Asthma treatment

Allergy skin testing

Osteopathic/chiropractic manipulation

IV hydration/ treatment

Physical therapy

List any special skills or qualifications you or your office staff have that enhance your ability to practice medicine or treat certain patients or classes of patients. List separately any special language skills, such as fluency in a foreign language or proficiency in sign language.

Special Skills of Practitioner: ______________________________________________

Special Skills of Staff: ___________________________________________________

Languages Spoken by Practitioner: _________________________________________

Languages Written by Practioner: __________________________________________

Languages Spoken by Staff: ______________________________________________

Languages Written by Staff: ______________________________________________

Click here to view image

Please provide the following information about physicians/practitioners who provide coverage for patients enrolled at this site when you are not available.

Click here to view image

Please provide the following information about physicians/practitioners who practice in this office:

Click here to view image

Chapter B

SECTION N. ADDITIONAL SITE TAX INFORMATION

Please provide the following information for each additional site at which you practice. Include tax information for each business arrangement you use at this site. (If there is more than one additional site or more than 5 business arrangements at any one site, please copy and complete this page for each additional site and business arrangement.)

Business Arrangement #1 Site #: ________________________________

Name of Business Arrangement on SS4 or W-9 Form: ____________________________

Type of Arrangement (e.g., solo or group practice, IPA, PHO): _______________________

CONFIDENTIAL INFORMATION: Tax ID for this Arrangement: ___________

Billing Address, if Different from Primary Site: ___________________________________

Telephone Number, if Different from Primary Site: _( )______________________________

Business Arrangement #2 Site #:

Name of Business Arrangement on SS4 or W-9 Form: ____________________________

Type of Arrangement (e.g., solo or group practice, IPA, PHO): ______________________

CONFIDENTIAL INFORMATION: Tax ID for this Arrangement: ___________

Billing Address, if Different from Primary Site: ___________________________________

Telephone Number, if Different from Primary Site: _( )______________________________

Business Arrangement #3 Site #:

Name of Business Arrangement on SS4 or W-9 Form: ____________________________

Type of Arrangement (e.g., solo or group practice, IPA, PHO): _______________________

CONFIDENTIAL INFORMATION: Tax ID for this Arrangement: ___________

Billing Address, if Different from Primary Site: ___________________________________

Telephone Number, if Different from Primary Site: _( )_______________________________

Business Arrangement #4 Site #:

Name of Business Arrangement on SS4 or W-9 Form: ____________________________

Type of Arrangement (e.g., solo or group practice, IPA, PHO): ______________________

CONFIDENTIAL INFORMATION: Tax ID for this Arrangement: ___________

Billing Address, if Different from Primary Site: ___________________________________

Telephone Number, if Different from Primary Site: _( )_____________________________

End Credentialing and Business Data Gathering Form.

Attach Forms A-F As Required.

FORM A - ADVERSE AND OTHER ACTIONS

DUPLICATE this form as necessary to complete separate sheet for EACH occurrence that applies. Use reverse side of this form if additional space is needed.

Click here to view image

FORM B - PROFESSIONAL LIABILITY ACTIONS

DUPLICATE this form as necessary to complete a separate sheet for EACH action or allegation. Use reverse side of this form if additional space is needed.

Click here to view image

FORM C - LIABILITY INSURANCE

DUPLICATE this form as necessary to complete a separate sheet for EACH action or allegation. Use reverse side of this form if additional space is needed.

Click here to view image

FORM D - CRIMINAL ACTIONS

DUPLICATE this form as necessary to complete a separate sheet for EACH incident. Use reverse side of this form if additional space is needed.

Click here to view image

FORM E - MEDICAL CONDITION

DUPLICATE this form as necessary to complete a separate sheet for EACH condition. Use reverse side of this form if additional space is needed.

Click here to view image

FORM F - CHEMICAL SUBSTANCES OR ALCOHOL ABUSE

DUPLICATE this from as necessary to complete a separate sheet for EACH chemical substance incident. Use reverse side of this form if additional space is needed.

Click here to view image

Ill. Admin. Code tit. 77, 965, Subpart B app A