Part 3120 - SUITABILITY IN ANNUITY TRANSACTIONS
- Section 3120.10 - Purpose
- Section 3120.20 - Scope
- Section 3120.30 - Exemptions
- Section 3120.40 - Definitions
- Section 3120.50 - Duties of Insurers and Insurance Producers
- Section 3120.60 - Insurance Producer Training
- Section 3120.70 - Compliance Mitigations; Penalties
- Section 3120.80 - Recordkeeping
- Section 3120.90 - Noncompliance
- Appendix A - Insurance Producer Disclosure for Annuities
- Appendix B - Consumer Refusal to Provide Information
- Appendix C - Consumer Decision to Purchase an Annuity Not Based on a Recommendation