Subpart K - PROCEDURES FOR ADMINISTRATIVE HEARINGS
- Section 130.1100 - Preamble
- Section 130.1101 - Qualifications and Duties of the Hearing Officer
- Section 130.1102 - Notice of Hearing
- Section 130.1103 - Institution of a Contested Case by the Securities Department
- Section 130.1104 - Requirement to File an Answer
- Section 130.1105 - Amendment or Withdrawal of the Notice of Hearing
- Section 130.1106 - Representation
- Section 130.1107 - Special Appearance (Repealed)
- Section 130.1108 - Substitution of Parties
- Section 130.1109 - Failure to Appear
- Section 130.1110 - Motions
- Section 130.1111 - Requirements Relating to Continuances
- Section 130.1112 - Rules of Evidence
- Section 130.1113 - Form of Papers
- Section 130.1114 - Bill of Particulars (Repealed)
- Section 130.1115 - Discovery
- Section 130.1116 - Examination of Witnesses
- Section 130.1117 - Subpoenas
- Section 130.1118 - Pre-Hearing Conferences
- Section 130.1119 - Record of a Pre-Hearing Conference
- Section 130.1120 - Hearings
- Section 130.1121 - Record of Proceedings
- Section 130.1122 - Record of Hearing
- Section 130.1123 - Orders
- Section 130.1124 - Burden of Proof
- Section 130.1125 - Stipulations
- Section 130.1126 - Open Hearings
- Section 130.1127 - Corrections to the Transcript
- Section 130.1128 - Imposition of Fines
- Section 130.1129 - Application for Hearing to Present Newly Discovered Evidence
- Section 130.1130 - Failure to Comply With Order or Rules
- Section 130.1131 - Application to Vacate an Order Issued Due to Default
- Section 130.1132 - Disqualification of a Hearing Officer