Ill. Admin. Code tit. 14 § 130.849

Current through Register Vol. 48, No. 24, June 14, 2024
Section 130.849 - Consumer Information Privacy Provisions

An investment adviser, registered or required to be registered pursuant to Section 8.D of the Act, shall comply with the privacy provisions of subtitle A of Title V of the federal Gramm-Leach-Bliley Act ( 15 USC 6801-09 ) and the Federal Trade Commission regulations at 16 CFR 313 (Privacy of Consumer Financial Information).

Ill. Admin. Code tit. 14, § 130.849

Added at 34 Ill. Reg. 17783, effective November 3, 2010