Ill. Admin. Code tit. 14 § 130.135

Current through Register Vol. 48, No. 25, June 21, 2024
Section 130.135 - Registration of Securities under Section 5 or 7 of the Act Utilizing the SRD

For the purpose of this Section and to implement a supplemental registration procedure known as the SRD, a computer based registration system for the registration and renewal of registration of securities, investment fund shares and unit investment trusts registered under the Federal 1933 Act and the Federal 1940 Investment Company Act, the term "with the Secretary of State" as used in Sections 5(A), 5(B), 5(E), 7(A), 7(B) and 7(G) of the Act or this Part shall include a filing made with the SRD.

Ill. Admin. Code tit. 14, § 130.135

Added at 20 Ill. Reg. 14185, effective October 21, 1996