Idaho Admin. Code r. 12.01.08.042

Current through September 2, 2024
Section 12.01.08.042 - DELIVERY OF PROSPECTUS

As a condition of registration, an applicant shall comply with the following:

01.Registration by Qualification. A person offering or selling a security under a registration by qualification, other than through a broker-dealer, shall deliver a copy of the final prospectus to each prospective purchaser before or at the time of the confirmation of a sale made by or for the account of the person.
02.Registration by Coordination. A person offering or selling a security under a registration by coordination shall deliver a copy of the prospectus as required by the Securities Act of 1933.

Idaho Admin. Code r. 12.01.08.042

Effective July 1, 2024