Statutes, codes, and regulations
Hawaii Administrative Rules
Title 16 - DEPARTMENT OF COMMERCE AND CONSUMER AFFAIRSChapter 39 - SECURITIESSubchapter 4 - REGISTRATION OF BROKER-DEALERS, AGENTS, INVESTMENT ADVISERS, AND INVESTMENT ADVISER REPRESENTATIVES
Investment Adviser Representatives
Section 16-39-450 - Registration; generally

Haw. Code R. § 16-39-450

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Current through April, 2024
Section 16-39-450 - Registration; generally

A person may be registered as an investment adviser representative under chapter 485A, HRS, if the commissioner finds that the applicant is of good repute and otherwise satisfies the requirements of chapter 485A, HRS, and this chapter.

Haw. Code R. § 16-39-450

[Eff 6/30/08] (Auth: HRS §§ 485A-406, 485A-606) (Imp: HRS §§ 485A-404, 485A-406)
Comp 11/18/2023