Haw. Code R. § 16-39-331

Current through April, 2024

Section 16-39-331 - Confirmations by issuer

Every issuer selling its own securities in an intrastate offering, at or before completion of a transaction, shall give or send to each customer written confirmation, retaining copies thereof, concerning all sales of securities, and disclosing the:

(1) Date the transaction occurred;

(2) Price and commission charged; and

(3) Name of the agent handling the transaction.

Haw. Code R. § 16-39-331

[Eff 6/30/08] (Auth: HRS § 485A-606) (Imp: HRS §§ 485A-303, 485A-606)

Comp 11/18/2023