Haw. Code R. § 16-39-203

Current through September, 2024
Section 16-39-203 - Notice filing
(a) For issuers offering or selling securities in compliance with the Securities Act, Regulation D, 17 CFR section 230.505, a notice filing shall be made no later than fifteen calendar days after the first sale is made in this State. The notice filing shall consist of:
(1) One signed copy of the Form D currently updated, and the appendix thereto;
(2) An executed consent to service of process (Form U-2); and
(3) The filing fee set forth in section 16-39103.
(b) Upon written request of the commissioner, the issuer shall provide copies of information furnished in tangible form, including by electronic transmission, by the issuer to offerees.
(c) Amendments. During the period of the offering, the issuer shall take steps necessary to ensure that all material information contained in the notice filing remains current and accurate.

Haw. Code R. § 16-39-203

[Eff 6/30/08] (Auth: HRS §§ 485A-203, 485A-606) (Imp: HRS §§ 485A-202, 485A-203)
Comp 11/18/2023