Haw. Code R. § 16-38-49

Current through April, 2024
Section 16-38-49 - Registration; eligibility requirements
(a) An applicant, if a natural person, shall have attained the age of eighteen years.
(b) An applicant shall be appointed by either a registered investment adviser who shall state that the registered investment adviser believes the information in the application is true and complete or by a federal covered adviser that has made a notice filing with the commissioner.
(c) An investment adviser representative may not be registered with more than one investment adviser or federal covered adviser at any time.

Haw. Code R. § 16-38-49

[Eff and comp 10/12/85; am and comp 4/14/03] (Auth: HRS § 485-2) (Imp: HRS § 485-14)