Fla. Admin. Code R. 69O-143.007

Current through Reg. 50, No. 222; November 13, 2024

Section 69O-143.007 - Exemption from the Act of Securities Purchased or Sold by Odd-lot Dealers

Transactions that are the result of sales of securities by odd-lot dealers are exempt from the provisions of sections 625.75 and 625.76, F.S.

Fla. Admin. Code Ann. R. 69O-143.007

Rulemaking Authority 624.308(1), 625.76 FS. Law Implemented 624.307(1), 625.765 FS.

New 4-23-66, Repromulgated 12-24-74, Formerly 4-19.07, 4-19.007, Amended 9-22-03, Formerly 4-143.007.

New 4-23-66, Repromulgated 12-24-74, Formerly 4-19.07, 4-19.007, Amended 9-22-03, Formerly 4-143.007.