D.C. Mun. Regs. tit. 26, r. 26-B227

Current through Register Vol. 72, No. 2, January 10, 2025

Rule 26-B227 - SELLING SECURITY HOLDERS

With respect to each person on whose behalf any part of the offering is to be made in a non-issuer distribution, the issuer shall provide the following information:

(a) His name and address;

(b) The amount of securities of the issuer held by him as of the date of the filing of the registration statement; and

(c) A statement of his reasons for making the offering.

D.C. Mun. Regs. tit. 26, r. 26-B227

Amended by Emergency Rulemaking published at 47 DCR 9910 (December 15, 2000) [EXPIRED]; as amended by Emergency Rulemaking published at 48 DCR 1987 (March 2, 2001) [EXPIRED]; as amended by Emergency and Proposed Rulemaking published at 48 DCR 3952 (May 4, 2001) [EXPIRED]; as amended by Emergency and Proposed Rulemaking published at 48 DCR 9177 (October 5, 2001) [EXPIRED]; as amended by Final Rulemaking published at 48 DCR 10879 (November 30, 2001)