Statutes, codes, and regulations
District Of Columbia Administrative Code
Title 26 - INSURANCE, SECURITIES AND BANKINGSubtitle 26-B - SECURITIES
Chapter 26-B2 - REGISTRATION OF SECURITIES OFFERINGS
Rule 26-B214 - EXCHANGE OFFERS

D.C. Mun. Regs. tit. 26, r. 26-B214

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Current through Register Vol. 71, No. 50, December 13, 2024
Rule 26-B214 - EXCHANGE OFFERS
214.1

No offer, sale, exchange or distribution of the securities shall be made pursuant to § 402(19) of the Act until the Commissioner has provided the issuer with a written opinion granting the exemption.

214.2

A request for a written opinion granting an exemption under § 402(19) of the Act shall be accompanied by a fee provided for in § 249.10.

D.C. Mun. Regs. tit. 26, r. 26-B214

Amended by Emergency Rulemaking published at 47 DCR 9910 (December 15, 2000) [EXPIRED]; as amended by Emergency Rulemaking published at 48 DCR 1987 (March 2, 2001) [EXPIRED]; as amended by Emergency and Proposed Rulemaking published at 48 DCR 3952 (May 4, 2001) [EXPIRED]; as amended by Emergency and Proposed Rulemaking published at 48 DCR 9177 (October 5, 2001) [EXPIRED]; as amended by Final Rulemaking published at 48 DCR 10879 (November 30, 2001)