D.C. Mun. Regs. tit. 26, r. 26-B203

Current through Register Vol. 72, No. 2, January 10, 2025

Rule 26-B203 - REGISTRATION BY COORDINATION OF SHELF REGISTRATIONS PURSUANT TO SEC RULE 415 OF THE 1933 ACT

203.1

Securities which are qualified to be registered on a Shelf Registration Statement with the SEC pursuant to Rule 415, and which are to be offered in series or offered and sold on a continuous or delayed basis, may be registered by coordination by filing the following documents and fee:

(a) By filing Form U-1, Uniform Application to Register Securities;

(b) Together with any supplements or amendments to the initial registration statement; and

(c) A one-time filing fee with the initial registration statement as provided in § 249.2.

203.2

In all other respects, registrations by coordination of shelf registrations under this section shall comply with the general provisions applicable to registrations by coordination found in § 303 of the Act (D.C. Offical Code § 31-5603.03) , and the other applicable provisions of these regulations.

D.C. Mun. Regs. tit. 26, r. 26-B203

Amended by Emergency Rulemaking published at 47 DCR 9910 (December 15, 2000) [EXPIRED]; as amended by Emergency Rulemaking published at 48 DCR 1987 (March 2, 2001) [EXPIRED]; as amended by Emergency and Proposed Rulemaking published at 48 DCR 3952 (May 4, 2001) [EXPIRED]; as amended by Emergency and Proposed Rulemaking published at 48 DCR 9177 (October 5, 2001) [EXPIRED]; as amended by Final Rulemaking published at 48 DCR 10879 (November 30, 2001)