Statutes, codes, and regulations
District Of Columbia Administrative Code
Title 26 - INSURANCE, SECURITIES AND BANKINGSubtitle 26-A - INSURANCE
Chapter 26-A58 - SENIOR-SPECIFIC CERTIFICATIONS, DESIGNATIONS AND CREDENTIALS
Rule 26-A5899 - DEFINITIONS

D.C. Mun. Regs. tit. 26, r. 26-A5899

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Current through Register 71, No. 45, November 7, 2024
Rule 26-A5899 - DEFINITIONS
5899.1

For the purposes of this chapter, the following terms shall have the means ascribed:

Financial services regulatory agency - includes, but is not limited to, an agency that regulates insurers, insurance producers, broker-dealers, investment advisers, or investment companies as defined under the Investment Company Act of 1940.

Insurance producer - a person required to be licensed under the laws of the District of Columbia to sell, solicit, or negotiate insurance, including annuities.

D.C. Mun. Regs. tit. 26, r. 26-A5899

Final Rulemaking published at 57 DCR 6723, 6725 (July 30, 2010)
Authority: Section 705 of the Securities Act of 2000, effective October 26, 2000 (D.C. Law 13-203; D.C. Official Code § 31-5607.05 (2001)), and section 125 of the Insurance Trade and Economic Development Amendment Act of 2000, effective April 3, 2001 (D.C. Law 13-265; D.C. Official Code § 31-2231.25 (2001).