Chapter 26-A14 - INSIDER TRADING
- Rule 26-A1400 - SECURITIES "HELD OF RECORD"
- Rule 26-A1401 - TRANSACTIONS EXEMPTED FROM THE OPERATION OF SECTION 3(B) OF THE ACT
- Rule 26-A1402 - FILING OF STATEMENTS
- Rule 26-A1403 - OWNERSHIP OF MORE THAN TEN PER CENT OF AN EQUITY SECURITY
- Rule 26-A1404 - DISCLAIMER OF BENEFICIAL OWNERSHIP
- Rule 26-A1405 - EXEMPTIONS FROM SECTIONS 3(A) AND 3(B)
- Rule 26-A1406 - EXEMPTION FROM THE ACT OF SECURITIES PURCHASED OR SOLD BY ODD-LOT DEALERS
- Rule 26-A1407 - CERTAIN TRANSACTIONS SUBJECT TO SECTION 3(A) OF THE ACT
- Rule 26-A1408 - OWNERSHIP OF SECURITIES HELD IN TRUST
- Rule 26-A1409 - EXEMPTION FOR SMALL TRANSACTIONS
- Rule 26-A1410 - EXEMPTION FROM SECTION 3(B) OF THE ACT OF TRANSACTIONS WHICH NEED NOT BE REPORTED UNDER SECTION 3(A)
- Rule 26-A1411 - EXEMPTION FROM SECTION 3(B) OF CERTAIN TRANSACTIONS EFFECTED IN CONNECTION WITH A DISTRIBUTION
- Rule 26-A1412 - EXEMPTION FROM SECTION 3(B) OF ACQUISITIONS OF SHARES OF STOCK AND STOCK OPTIONS UNDER CERTAIN STOCK BONUS, STOCK OPTION OR SIMILAR PLANS
- Rule 26-A1413 - EXEMPTION FROM SECTION 3(B) OF CERTAIN TRANSACTIONS IN WHICH SECURITIES ARE RECEIVED BY REDEEMING OTHER SECURITIES
- Rule 26-A1414 - EXEMPTION OF LONG TERM PROFITS INCIDENT TO SALES WITHIN SIX MONTHS OF THE EXERCISE OF AN OPTION
- Rule 26-A1415 - EXEMPTION FROM SECTION 3(B) OF CERTAIN ACQUISITIONS AND DISPOSITIONS OF SECURITIES PURSUANT TO MERGER OR CONSOLIDATIONS
- Rule 26-A1416 - EXEMPTION FROM SECTION 3(B) OF CERTAIN SECURITIES RECEIVED UPON SURRENDER OF SIMILAR EQUITY SECURITIES
- Rule 26-A1417 - EXEMPTION FROM SECTION 3(B) OF CERTAIN TRANSACTIONS INVOLVING AN EXCHANGE OF SIMILAR SECURITIES
- Rule 26-A1418 - EXEMPTION OF CERTAIN SECURITIES FROM SECTION 3(C) OF THE ACT
- Rule 26-A1419 - EXEMPTION FROM SECTION 3(C) OF THE ACT OF CERTAIN TRANSACTIONS EFFECTED IN CONNECTION WITH A DISTRIBUTION
- Rule 26-A1420 - EXEMPTION FROM SECTION 3(C) OF THE ACT OF SALES OF SECURITIES TO BE ACQUIRED
- Rule 26-A1421 - ARBITRAGE TRANSACTIONS UNDER SECTION 3(E) OF THE ACT
- Rule 26-A1422 - AUTHORITY AND EFFECTIVE DATE
- Rule 26-A1499 - DEFINITIONS