6 Del. Admin. Code § 200-F-605
Current through Register Vol. 28, No. 5, November 1, 2024
Every broker-dealer registered or required to be registered under the Act whose business is exclusively intrastate, who does not make use of any facility of a national securities exchange, and who is not registered under Section 15 of the Securities Exchange Act of 1934 shall be bonded in an amount of not less than $100,000 by a bonding company qualified to do business in this state.
6 Del. Admin. Code § 200-F-605