5 Del. Admin. Code § 2301-1.0

Current through Register Vol. 28, No. 7, January 1, 2025

Section 2301-1.0 - Compliance with Applicable Laws

1.1 All licensees shall comply with 5 Del.C. Ch. 23, all regulations issued thereunder, and all other applicable State and federal statutes and regulations.

1.2 The manager and appropriate staff of each licensee shall familiarize themselves with all such statutes and regulations.

1.3 Each licensee shall maintain either by paper copy or through electronic access, 5 Del.C. Ch. 23 and the following regulations:

1.3.1 Regulation 101, Retention of Financial Institution Records;

1.3.2 Regulation 2301, Operating Regulation;

1.3.3 Regulation 2302, Exemptions; and

1.3.4 Regulation 2303, Report of Delaware Volume.

5 Del. Admin. Code § 2301-1.0

16 DE Reg. 1286 (6/1/2013) (Final)