5 Del. Admin. Code § 2701-1.0

Current through Register Vol. 28, No. 4, October 1, 2024

Section 2701-1.0 - Compliance with Applicable Laws

1.1 All licensees shall comply with 5 Del.C. Ch. 27, all regulations issued thereunder, and all other applicable State and federal statutes and regulations.

1.2 The manager and appropriate staff of each licensed office, including all mobile units, shall familiarize themselves with all such statutes and regulations.

1.3 Each licensed office, including all mobile units, shall maintain, either by paper copy or through electronic access, 5 Del.C. Ch. 27 and the following regulations:

1.3.1 Regulation 101, Retention of Financial Institution Records;

1.3.2 Regulation 2701, Operating Regulation; and

1.3.3 Regulation 2702, Minimum Records.

5 Del. Admin. Code § 2701-1.0

16 DE Reg. 1286 (6/1/2013) (Final)