26 Del. Admin. Code § 1002-D-4.0

Current through Register Vol. 27, No. 12, June 1, 2024

Section 1002-D-4.0 - Post-Closing Filing

4.1 General Information

4.1.1 Not later than thirty (30) days after closing, the regulated company shall file the general information required in Part III Formal Application for Approval which is unavailable at the time of filing.

4.1.2 The Post-Closing Filing shall contain:

4.1.2.1 The name and address of the regulated company.

4.1.2.2 The name and address of the regulated company's attorney (if any).

4.2 Required Schedules to Be Filed

4.2.1 Offering of Common Stock. Complete Schedule 4.

4.2.2 Sales of Long-Term Debt. Complete Schedule 5.

4.2.3 Sales of Preferred Stock. Complete Schedule 6.

4.2.4 If more than one type of security issuance is included in the application, complete Schedules 4, 5 and 6 as appropriate.

26 Del. Admin. Code § 1002-D-4.0