Statutes, codes, and regulations
Connecticut Administrative Code
Title 36b - Connecticut Securities Law and Business Opportunity Investment ActConnecticut Uniform Securities Act
Transferred from section 36-500, July 3, 1995
Section 36b-31-21b-13a - Exemption for transactions pursuant to Sections 4 (1) or 4 (4) of the securities act of 1933

Conn. Agencies Regs. § 36b-31-21b-13a

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Current through October 16, 2024
Section 36b-31-21b-13a - Exemption for transactions pursuant to Sections 4 (1) or 4 (4) of the securities act of 1933

In implementing section 36b-21(b) (13) of the general statutes, a "transaction exempt under Section 4 (1), Section 4 (4) . . . of the Federal Securities Act of 1933, as amended, and the rules and regulations thereunder" shall include, but shall not be limited to, a transaction made in compliance with Rule 144 under the Securities Act of 1933.

Conn. Agencies Regs. § 36b-31-21b-13a

Effective August 22, 1994; Transferred July 3, 1995