Section 29-161-5 - Civil penalties(a) Civil penalties in amounts ranging from $500 to $5,000 may be assessed against a licensee, corporate officer or association or partnership member of the licensee for any violation of sections 29-153 to 29-161, inclusive, of the Connecticut General Statutes including, but not limited to, the specific offenses described as follows: (1) Failure to state trade name or corporation name;(2) Failure to provide 30-day written notice to the department of changes in liability insurance or the surety bond posted;(3) Failure to allow the department to inspect, review or copy records that are the subject of a complaint;(4) Failure to display the license certificate or copies thereof in a conspicuous location within the business office and suboffices;(5) Failure to display the licensee identification card issued by the department when engaged in the activities of the licensed business;(6) Failure to register nonuniformed investigators, operators or agents with the department;(7) Failure to provide five-day written notice to the department of the termination of a registered employee;(8) Failure to issue an identification card to nonuniformed investigators, operators or agents;(9) Failure to provide five-day written notice to the department of the location of a suboffice;(10) Engaging in fraudulent or deceitful conduct or making deliberate misrepresentations as to any material fact;(11) Failure to comply with records retention requirements; or(12) Engaging in any misconduct that would constitute a basis for a license to be suspended or revoked, as provided in section 29-158 of the Connecticut General Statutes.(b) Civil penalties in amounts ranging from $500 to $5,000 may be assessed against a nonuniformed investigator, operator or agent of a licensee for any violation of sections 29-153 to 29-161, inclusive, of the Connecticut General Statutes including, but not limited to, the specific offenses described as follows: (1) Failure of a nonuniformed investigator, operator or agent to carry an identification card; or(2) Unauthorized release of information.(c) Civil penalties in amounts ranging from $500 to $5,000 may be assessed against a licensee, corporate officer or association or partnership member of the licensee or a nonuniformed investigator, operator or agent of a licensee for any violation of sections 29-153 to 29-161, inclusive, of the Connecticut General Statutes including, but not limited to, falsification of records submitted to the department.(d) Civil penalties in amounts ranging from $500 to $5,000 may be assessed against any person for any violation of sections 29-153 to 29-161, inclusive, of the Connecticut General Statutes including, but not limited to, operating without a license.Conn. Agencies Regs. § 29-161-5
Adopted effective June 29, 2007