Conn. Agencies Regs. § 12-865-31

Current through September 9, 2024
Section 12-865-31 - Disclosures & Incident Reporting
(a) Licensees shall report to the department within one business day all incidents or allegations of misconduct involving any employee licensed by the department that threatens the integrity of the gaming entity licensee or the operation of gaming in the state. In addition to the reporting requirements established by section 4-33a of the Connecticut General Statutes, each gaming entity licensee shall also notify the department of any unauthorized, illegal, irregular or unsafe handling or expenditure of state or quasi-public agency funds that threatens the integrity of the gaming or may negatively impact revenue to the state from gaming.
(b) The gaming entity licensee's employees and key employees shall report within one business day to the department all statutory, regulatory and criminal incidents, or allegations of incidents, affecting gaming. The department, in its sole discretion, may conduct its own investigation into any and all suspected incidents or violations.
(c) The CLC or any licensee shall report to the department, no later than one business day after discovery, any attempt or suspected attempt by any person to tamper with the lottery gaming system or any related system and shall report any missing, lost, or stolen, retail sports wagering receipt property or equipment related to the operation or play of any online lottery game, keno, or sports wagering.
(d) Failure by the CLC or any licensee to report incidents set forth in this section in a timely manner may be cause for suspension or revocation of the license of any licensee, after being afforded the opportunity for a hearing in accordance with chapter 54 of the Connecticut General Statutes and the department rules of practice and hearing procedures.

Conn. Agencies Regs. § 12-865-31

Effective 2/1/2022