4 Colo. Code Regs. § 723-3-3976

Current through Register Vol. 47, No. 11, June 10, 2024
Section 4 CCR 723-3-3976 - Regulated Electric Utility Rule Violations, Civil Enforcement, and Civil Penalties

An admission to or Commission adjudication for liability for an intentional violation of the following may result in the assessment of a civil penalty of up to $2,000.00 per offense. Fines shall accumulate up to, but shall not exceed, the applicable statutory limits set in § 40-7-113.5, C.R.S.

Citation

Description

Maximum Penalty Per Violation

Articles 1-7 of Title 40, C.R.S.

$2000

Commission Order

$2000

Rule 3005(a)-(c);(f)

Records and Record Retention

$2000

Rule 3027(a)

Collection and Use of Customer Data

$1000

Rule 3027(b)

Disclosure of Customer Data

$2000

Rule 3027(c)

Tariff

$1000

Rule 3027(d)

Disclosure of Customer Data

$1000

Rule 3028(a)

Customer Notice

$1000

Rule 3029(a),(b)

Consent Form

$1000

Rule 3030(a)

Disclosure of Customer Data

$2000

Rule 3030(b)

Records

$1000

Rule 3031(a)

Disclosure of Customer Data

$2000

Rule 3031(b)

Records

$1000

Rule 3032(a)

Disclosure of Customer Data

$2000

Rule 3032(c) and (d)

Consent and Records

$1000

Rule 3033(a)

Disclosure of Aggregated Data

$2000

Rule 3033(d)

Tariff

$1000

Rule 3100(a)

Obtaining a Certificate of Public Convenience and Necessity for a Franchise

$2000

Rule 3101(a)

Obtaining a Certificate of Public Convenience and Necessity or Letter of Registration to Operate in a Service Territory

$2000

Rule 3102(a)

Obtaining a Certificate of Public Convenience and Necessity for Facilities

$2000

Rule 3103(a),(c),(d)

Amending a Certificate of Public Necessity for Changes in Service Territory or Facilities

$2000

Rule 3108(a),(c)

Keeping a Current Tariff on File with the Commission

$2000

Rule 3109

Filing a New or Changed Tariff with the Commission

$2000

Rule 3110(b),(c)

Filing an Advice Letter to Implement a Tariff Change

$2000

Rule 3200(a),(b)

Construction, Installation, Maintenance and Operation of Facilities in Compliance with Accepted Engineering and Industry Standards

$2000

Rule 3204

Reporting Incidents Resulting in Death, Serious Injury, or Significant Property Damage

$2000

Rule 3210

Line Extensions

$2000

Rule 3251

Reporting Major Events

$2000

Rule 3252

Filing a Report on a Major Event with the Commission

$2000

Rule 3303(a)-(j)

Meter Testing

$2000

Rule 3306

Record Retention of Tests and Meters

$2000

Rule 3309

Provision of Written Documentation of Readings and Identification of When Meters Will be Read

$2000

Rule 3401

Billing Information, Procedures, and Requirements

$2000

Rule 3603

Resource Plan Filing Requirements

$2000

Rule 3654(a),(d)

Renewable Energy Standards

$2000

Rule 3657(a)

QRU Compliance Plans

$2000

Rule 3662

Annual Compliance Reports

$2000

Rule 3803(c)

Master Meter Exemption Requirements

$2000

Rule 3004(b)-(f)

Disputes and Informal Complaints

$1000

Rule 3202(a),(b),(f),(g)

Maintaining a Standard Voltage and Frequency

$1000

Rule 3203(a),(b)

Trouble Report Response, Interruptions and Curtailments of Service

$1000

Rule 3405

Provision of Service, Rate, and Usage Information to Customers

$1000

Rule 3406

Provision of Source Information to Customers

$1000

Rule 3253

Filing a Supplemental Report on a Major Event with the Commission

$1000

Rule 3208(a)-(c)

Poles

$500

Rule 3403(a)-(q);(s)

Applications for Service, Customer Deposits, and Third Party Guarantees

$500

Rule 3658

Standard Rebate Offer

$500

Rule 3006(a),(b),(e)-(m)

Annual Reporting Requirements

$100

Rule 3304

Scheduled Meter Testing

$100

Rule 3305

Meter Testing Upon Request

$100

Rule 3402(a),(c),(d)

Meter and Billing Error Adjustments

$100

Rule 3404(a)-(h)

Availability of Installation Payments to Customers

$1000

Rule 3407

Discontinuance of Service

$2000

Rule 3408(a)-(g);(i)

Notice of Discontinuation of Service

$2000

Rule 3409

Restoration of Service

$2000

Rule 3411(c)(IV),(d)(I), (d)(II),(e)

Low-Income Energy Assistance Act

$100

Rule 3618

Filing of Electric Resource Planning Reports

$100

4 CCR 723-3-3976

38 CR 17, September 10, 2015, effective 9/30/2015
39 CR 06, March 25, 2016, effective 4/14/2016
39 CR 08, April 25, 2016, effective 5/15/2016
40 CR 22, November 25, 2017, effective 12/15/2017
42 CR 03, February 10, 2019, effective 3/2/2019
42 CR 07, April 10, 2019, effective 4/30/2019
42 CR 09, May 10, 2019, effective 5/30/2019
43 CR 08, April 25, 2020, effective 5/15/2020
43 CR 12, June 25, 2020, effective 7/15/2020
43 CR 20, October 25, 2020, effective 11/14/2020
44 CR 13, July 10, 2021, effective 7/30/2021
44 CR 24, December 25, 2021, effective 1/14/2022
45 CR 18, September 25, 2022, effective 10/15/2022
46 CR 02, January 25, 2023, effective 2/14/2023