Chapter 3 - REGISTRATION OF SECURITIES AND EXEMPTIONS
- Section 3 CCR 704-1-51-3.1 - Registration by Coordination
- Section 3 CCR 704-1-51-3.2 - Registration by Qualification
- Section 3 CCR 704-1-51-3.3 - Limited Offering Registration
- Section 3 CCR 704-1-51-3.4 - Escrow and Release of Funds under Section 11-51-302(6), C.R.S
- Section 3 CCR 704-1-51-3.5 - [Repealed]
- Section 3 CCR 704-1-51-3.6 - Required Filings for Exemption for Certain Non-Issuer Distributions under Section 11-51-308(1)(b)(V), C.R.S
- Section 3 CCR 704-1-51-3.7 - Notification of Exemption under Section 11-51-308(1)(p), C.R.S., for Certain Securities or Transactions Exempt from Registration under the 33 Act
- Section 3 CCR 704-1-51-3.8 - Multijurisdictional Disclosure Statement ("MJDS")
- Section 3 CCR 704-1-51-3.9 - Transactional Securities Exemption for Non-Issuer Distribution of Outstanding Security
- Section 3 CCR 704-1-51-3.10 - Exemption for Oil and Gas Auctions
- Section 3 CCR 704-1-51-3.11 - Unavailability of Exemptions for Certain Issuers
- Section 3 CCR 704-1-51-3.12 - Transactional Securities Registration Exemption for Securities Issued Pursuant to Court or Governmental Order
- Section 3 CCR 704-1-51-3.13 - Transactional Securities Registration Exemptions under section 11-51-308(1)(p)
- Section 3 CCR 704-1-51-3.14 - Securities Registration Exemption for Securities Issued by Persons Organized for Religious. Educational, Benevolent or Charitable Purposes
- Section 3 CCR 704-1-51-3.15 - Securities Registration Exemption for Securities Issued by Certain Religious Organizations
- Section 3 CCR 704-1-51-3.16 - Securities Registration Exemption for Securities Issued by Student Loan Organizations
- Section 3 CCR 704-1-51-3.17 - Securities Registration Exemption for Securities Offered, Sold or Purchased by Canadian Broker-Dealers Excluded from Broker-Dealer Definition Pursuant to Rule 51-2.1.1.
- Section 3 CCR 704-1-51-3.18 - World Class Issuer Exemption
- Section 3 CCR 704-1-51-3.19 - Model Accredited Investor Exemption
- Section 3 CCR 704-1-51-3.20 - Crowdfunding - Fees and Notice Filing Forms
- Section 3 CCR 704-1-51-3.21 - Crowdfunding - Consent to Service of Process Form
- Section 3 CCR 704-1-51-3.22 - Crowdfunding - Disclosure Document
- Section 3 CCR 704-1-51-3.23 - Crowdfunding - Issuer Records
- Section 3 CCR 704-1-51-3.24 - Crowdfunding - Additional Issuer Requirements
- Section 3 CCR 704-1-51-3.25 - Crowdfunding - On-line Intermediary Records
- Section 3 CCR 704-1-51-3.26 - Crowdfunding - On-line Intermediary Financial and Other Information
- Section 3 CCR 704-1-51-3.27 - Crowdfunding - Small Offering Exemption
- Section 3 CCR 704-1-51-3.28 - Crowdfunding - Additional On-line Intermediary Requirements
- Section 3 CCR 704-1-51-3.29 - Crowdfunding - On-line Intermediary Prohibited Activities
- Section 3 CCR 704-1-51-3.30 - Crowdfunding - Disqualification from Relying on Crowdfunding Exemption
- Section 3 CCR 704-1-51-3.31 - Notice Filing Requirement for Federal Crowdfunding Offerings
- Section 3 CCR 704-1-51-3.32 - Use of Electronic Offering Documents and Electronic Signatures
- Section 3 CCR 704-1-51-3.33 - Licensing Exemption for Merger and Acquisition Brokers
- Section 3 CCR 704-1-51-3.34 - Digital Token Act Registration Exemption - Fees, Notice Filing Forms and Review
- Section 3 CCR 704-1-51-3.35 - Digital Token Act Licensing Exemption - Fees, Notice Filing Forms and Review
- Section 3 CCR 704-1-51-3.36 - Digital Token Act - Books and Records Requirements