950 CMR, § 14.407

Current through Register 1524, June 21, 2024
Section 14.407 - Investigations and Subpoenas

The Director and the Associate Director of the Securities Division are designated as officers who may subpoena witnesses, compel their attendance, take evidence and require the production of any books, papers, correspondence, memoranda, agreements, or other documents or records which are deemed relevant or material to the inquiry.

950 CMR, § 14.407

Amended by Mass Register Issue 1284, eff. 4/10/2015.
Amended by Mass Register Issue 1387, eff. 3/22/2019.
Amended by Mass Register Issue 1524, eff. 3/22/2019.