TABLE TO §385.321-VIOLATIONS THAT WILL RESULT IN AUTOMATIC FAILURE OF THE NEW ENTRANT SAFETY AUDIT
Violation | Guidelines for determining automatic failure of the safety audit |
1. §382.115(a)/§382.115(b)-Failing to implement an alcohol and/or controlled substances testing program (domestic and foreign motor carriers, respectively) | Single occurrence. |
2. §382.201-Using a driver known to have an alcohol content of 0.04 or greater to perform a safety-sensitive function | Single occurrence. |
3. §382.211-Using a driver who has refused to submit to an alcohol or controlled substances test required under part 382 | Single occurrence. |
4. §382.215-Using a driver known to have tested positive for a controlled substance | Single occurrence. |
5. §382.305-Failing to implement a random controlled substances and/or alcohol testing program | Single occurrence. |
6. §383.3(a)/§383.23(a)-Knowingly using a driver who does not possess a valid CDL | Single occurrence. |
7. §383.37(b)-Knowingly allowing, requiring, permitting, or authorizing an employee to operate a commercial motor vehicle with a commercial learner's permit or commercial driver's license which is disqualified by a State, has lost the right to operate a CMV in a State or who is disqualified to operate a commercial motor vehicle | Single occurrence. |
8. §383.51(a)-Knowingly allowing, requiring, permitting, or authorizing a driver to drive who is disqualified to drive a commercial motor vehicle | Single occurrence. This violation refers to a driver operating a CMV as defined under §383.5. |
9. §387.7(a)-Operating a motor vehicle without having in effect the required minimum levels of financial responsibility coverage | Single occurrence. |
10. §387.31(a)-Operating a passenger carrying vehicle without having in effect the required minimum levels of financial responsibility | Single occurrence. |
11. §391.15(a)-Knowingly using a disqualified driver | Single occurrence. |
12. §391.11(b)(4)-Knowingly using a physically unqualified driver | Single occurrence. This violation refers to a driver operating a CMV as defined under §390.5. |
13. §395.8(a)-Failing to require a driver to make a record of duty status | Requires a violation threshold (51% or more of examined records) to trigger automatic failure. |
14. §396.9(c)(2)-Requiring or permitting the operation of a commercial motor vehicle declared "out-of-service" before repairs are made | Single occurrence. |
15. §396.11(a)(3)-Failing to correct out-of-service defects listed by driver in a driver vehicle inspection report before the vehicle is operated | Single occurrence. |
16. §396.17(a)-Using a commercial motor vehicle not periodically inspected | Requires a violation threshold (51% or more of examined records) to trigger automatic failure. |
49 C.F.R. §385.321