31 C.F.R. § 1032.600

Current through October 31, 2024

Section 1032.600 - [Effective 1/1/2026] General

Investment advisers are subject to the special standards of diligence, prohibitions, and special measures requirements set forth and cross referenced in this subpart. Investment advisers should also refer to subpart F of part 1010 of this chapter for special standards of diligence, prohibitions, and special measures contained in that subpart, all of which apply to investment advisers. The investment adviser may deem the requirements in this subpart satisfied for any:

(i) mutual fund (as defined in 31 CFR 1010.100(gg) ),

(ii) collective investment fund that is subject to the requirements of 12 CFR 9.18 (or other applicable law that incorporates the requirements of 12 CFR 9.18 ), or

(iii) any other investment adviser (as defined in 31 CFR 1010.100(nnn) ), provided that such mutual fund, collective investment fund, or other investment adviser is advised by the investment adviser and subject to special standards of diligence and special measures under this chapter.

31 C.F.R. §1032.600

89 FR 72275 , 1/1/2026