31 C.F.R. § 306.16

Current through May 31, 2024
Section 306.16 - Exchanges of registered securities

No assignments will be required for:

(a) Authorized denominational exchanges of registered securities for like securities in the same names and forms of registration and
(b) Redemption-exchanges, or prefundings, or advance refundings in the same names and forms as appear in the registration or assignments of the securities surrendered.

31 C.F.R. § 306.16