Part 129 - REGISTRATION AND LICENSING OF BROKERS
- Section 129.1 - Purpose
- Section 129.2 - Definitions
- Section 129.3 - Requirement to register
- Section 129.4 - Requirement for approval
- Section 129.5 - Exemption from requirement for approval
- Section 129.6 - Procedures for obtaining approval
- Section 129.7 - Policy on embargoes and other proscriptions
- Section 129.8 - Submission of Statement of Registration, registration fees, and notification of changes in information furnished by registrants
- Section 129.9 - Guidance
- Section 129.10 - Reports
- Section 129.11 - Maintenance of brokering records by registrants