Part 402 - FINANCIAL RESPONSIBILITY
- Section 402.1 - Application of part to registered brokers and dealers and financial institutions; special rules for futures commission merchants and government securities interdealer brokers; effective date
- Section 402.2 - Capital requirements for registered government securities brokers and dealers
- Section 402.2a - Appendix A-Calculation of market risk haircut for purposes of Section 402.2(g)(2)
- Section 402.2b - Reserved
- Section 402.2c - Appendix C-Consolidated computations of liquid capital and total haircuts for certain subsidiaries and affiliates
- Section 402.2d - Appendix D-Modification of Section 240.15c3-1d of this title, relating to satisfactory subordination agreements, for purposes of Section 402.2