17 C.F.R. § 302.107

Current through May 31, 2024
Section 302.107 - Qualified Financial Contracts

The rights and obligations of any party to a qualified financial contract to which a covered broker or dealer is a party shall be governed exclusively by 12 U.S.C. 5390 , including the limitations and restrictions contained in 12 U.S.C. 5390(c)(10)(B) , and any regulations promulgated thereunder.

17 C.F.R. §302.107

85 FR 53668, 10/30/2020