17 C.F.R. § 302.101

Current through October 31, 2024

Section 302.101 - Appointment of receiver and trustee for covered broker or dealer

Upon the appointment of the Corporation as receiver for a covered broker or dealer, the Corporation shall appoint SIPC to act as trustee for the covered broker or dealer.

17 C.F.R. §302.101

85 FR 53668 , 10/30/2020