CLOSEOUT OR COMPLETION OF OPEN CONTRACTUAL COMMITMENTS
- Section 300.300 - Definitions
- Section 300.301 - Contracts to be closed out or completed
- Section 300.302 - Mechanics of closeout or completion
- Section 300.303 - Report to trustee
- Section 300.304 - Retained rights of brokers or dealers
- Section 300.305 - Excluded contracts
- Section 300.306 - Completion or closeout pursuant to SIPC direction
- Section 300.307 - Completion with cash or securities of customer
- Section 300.400 - Satisfaction of customer claims for standardized options