17 C.F.R. § 300.103

Current through April 30, 2024

Section 300.103 - Accounts held by a corporation, partnership or unincorporated association

A corporation, partnership or unincorporated association holding an account with a member shall be deemed to be a separate customer distinct from the person or persons owning such corporation or comprising such partnership or unincorporated association if on the filing date it existed for a purpose other than primarily to obtain or increase protection under the Act.

17 C.F.R. §300.103