17 C.F.R. § 300.201

Current through May 31, 2024

Section 300.201 - Accounts introduced by same or different broker or dealer

All accounts of a person which are introduced by the same broker or dealer shall be combined and protected as the single account of a separate customer, unless such accounts are maintained in different capacities as specified in §§ 300.100 through 300.105 ; accounts introduced by different brokers or dealers shall be protected separately.

17 C.F.R. §300.201