17 C.F.R. § 275.222-2

Current through May 31, 2024

Section 275.222-2 - Definition of "client" for purposes of the national de minimis standard

For purposes of section 222(d)(2) of the Act (15 U.S.C. 80b-18a(d)(2) ), an investment adviser may rely upon the definition of "client" provided by § 275.202(a)(30)-1 , without giving regard to paragraph (b)(4) of that section.

17 C.F.R. §275.222-2

76 FR 43014, July 19, 2011