Statutes, codes, and regulations
Code of Federal Regulations
Title 17 - COMMODITY AND SECURITIES EXCHANGESChapter II - SECURITIES AND EXCHANGE COMMISSIONPart 274 - FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 190
Subpart E - FORMS FOR ELECTRONIC FILING
Section 274.404 - Form TH-Notification of reliance on temporary hardship exemption

17 C.F.R. § 274.404

Download
PDF
Current through September 30, 2024
Section 274.404 - Form TH-Notification of reliance on temporary hardship exemption

Form TH shall be filed by any electronic filer who submits to the Commission, pursuant to a temporary hardship exemption, a document in paper format that otherwise would be required to be submitted electronically, as prescribed by rule 201(a) of Regulation S-T (§ 232.201(a) of this chapter).

17 C.F.R. §274.404

58 FR 14861, Mar. 18, 1993

For FEDERAL REGISTER citations affecting Form TH, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.