Statutes, codes, and regulations
Code of Federal Regulations
Title 17 - COMMODITY AND SECURITIES EXCHANGESChapter II - SECURITIES AND EXCHANGE COMMISSIONPart 274 - FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 190
Subpart A - REGISTRATION STATEMENTS
Section 274.11A - Form N-1A, registration statement of open-end management investment companies

17 C.F.R. § 274.11A

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Current through September 30, 2024
Section 274.11A - Form N-1A, registration statement of open-end management investment companies

Form N-1A shall be used as the registration statement to be filed pursuant to section 8(b) of the Investment Company Act of 1940 by open-end management investment companies other than separate accounts of insurance companies or companies which issue periodic payment plan certificates or which are sponsors or depositors of companies issuing such certificates. This form shall be used for registration under the Securities Act of 1933 of the securities of all open-end management investment companies other than registered separate accounts of insurance companies. This form is not applicable for small business investment companies which register pursuant to §§ 293.24 and 274.5 of this chapter.

17 C.F.R. §274.11A

48 FR 37940, Aug. 22, 1983, as amended at 59 FR 52701, Oct. 19, 1994

For FEDERAL REGISTER citations affecting Form N-1A, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.