17 C.F.R. § 270.8f-1

Current through May 31, 2024
Section 270.8f-1 - Deregistration of certain registered investment companies

A registered investment company that seeks a Commission order declaring that it is no longer an investment company may file an application with the Commission on Form N-8F (17 CFR 274.218 ) if the investment company:

(a) Has sold substantially all of its assets to another registered investment company or merged into or consolidated with another registered investment company;
(b) Has distributed substantially all of its assets to its shareholders and has completed, or is in the process of, winding up its affairs;
(c) Qualifies for an exclusion from the definition of "investment company" under section 3(c)(1) (15 U.S.C. 80a-3(c)(1) ) or section 3(c)(7) (15 U.S.C. 80a-3(c)(7) ) of the Act; or
(d) Has become a business development company.

Note to § 270.8 f-1: Applicants who are not eligible to use Form N-8F to file an application to deregister may follow the general guidance for filing applications under rule 0-2 (17 CFR 270.0-2 ) of this chapter.

17 C.F.R. §270.8f-1

64 FR 19471, Apr. 21, 1999